OpenAI has unveiled the Model Spec, an evolving document aimed at shaping the behavior of models like ChatGPT and other offerings within the OpenAI API. The framework was designed to guide researchers and data labelers, enhancing model steerability while accommodating the diverse needs of developers and end-users. The Model Spec operates on three fundamental principles: objectives, rules, and defaults, which together hope to help align the model's actions with ethical guidelines and user expectations.
Objectives form the basis, indicating desired outcomes such as assisting users and benefiting humanity. However, the inherent broadness of these objectives means they are not always directly actionable in complex scenarios, especially when they conflict. This is where the Model Spec’s detailed guidance on resolving such conflicts becomes critical.
Rules are absolute directives (like "never do X") that focus on safety and legal compliance. They are non-negotiable and are applied in high-stakes situations to prevent undesirable outcomes. These rules address direct conflicts in objectives but are not always the best tool for handling subtler issues, such as discussions on controversial topics.
Defaults, the third component, propose standard behaviors that adhere to the Model Spec’s ethical framework but can be overridden by developers or users to better fit specific needs. This flexibility is crucial for practical applications, allowing for adjustments that reflect the user’s or developer's preferences without compromising the underlying principles.
I like the transparency of this approach. The Model Spec reads a bit like a mission statement, which is a good thing. OpenAI says they are looking for community feedback and an ongoing dialogue with developers and stakeholders; this is also good.
As always your thoughts and comments are both welcome and encouraged. Just reply to this email. -s
ABOUT SHELLY PALMER
Shelly Palmer is the Professor of Advanced Media in Residence at Syracuse University’s S.I. Newhouse School of Public Communications and CEO of The Palmer Group, a consulting practice that helps Fortune 500 companies with technology, media and marketing. Named LinkedIn’s “Top Voice in Technology,” he covers tech and business for Good Day New York, is a regular commentator on CNN and writes a popular daily business blog. He's a bestselling author, and the creator of the popular, free online course, Generative AI for Execs. Follow @shellypalmer or visit shellypalmer.com.
